21 China in the Middle Ages
The medieval period in China, spanning from the 6th to the 15th century, was a time of significant transformation and interaction between the Chinese civilization and the nomadic steppe peoples. During this era, Chinese imperial dynasties, such as the Sui, Tang, and Song, faced recurring challenges from the north as various steppe groups, including the Xiongnu, Turks, and Mongols, vied for power and resources. These interactions had far-reaching consequences, shaping Chinese politics, economy, culture, and society in profound ways. The steppe peoples’ military prowess and cultural practices influenced Chinese society, while Chinese technology, agriculture, and bureaucracy attracted steppe groups to the region. This led to a complex web of alliances, conflicts, and cultural exchanges between Chinese and steppe societies.
The Mongols, emerging from the eastern steppe in the early 13th century, would ultimately become the most influential and far-reaching of these nomadic groups. Under the leadership of Genghis Khan and his successors, the Mongols created the largest contiguous empire in history, stretching from China to Eastern Europe. Their conquests had a profound impact on medieval China, leading to the downfall of the Song dynasty and the establishment of the Yuan dynasty, which ruled China from 1271 to 1368. The Mongols’ military campaigns, administrative systems, and cultural practices left a lasting legacy in Chinese society, while Chinese culture, in turn, influenced Mongol art, literature, and politics. This chapter will explore the complex and multifaceted history of medieval China and the steppe people, including the Mongols, examining the dynamics of their interactions, conflicts, and exchanges, and their enduring impact on Chinese and world history.
The Sui and Tang Dynasties
The Sui Dynasty, which replaced the Han Dynasty, ruled China from 581 to 618 CE. Founded by Emperor Wen, the Sui Dynasty is noted for its significant achievements in centralizing power and reuniting China after a period of fragmentation. The dynasty implemented major infrastructure projects, including the construction of the Grand Canal, which facilitated economic and administrative integration across the empire. Despite its short rule, the Sui Dynasty’s reforms and achievements set the stage for the cultural and political flourishing of the Tang Dynasty that followed.
Following the fall of the Sui Dynasty in 618 CE, China entered a new era with the rise of the Tang Dynasty. Founded by Emperor Gaozu in 618 CE, the Tang Dynasty inherited the centralized administrative structure and infrastructure developed under the Sui but expanded and refined these systems to create a period of remarkable cultural, economic, and military achievements. The Tang Dynasty built upon the foundations laid by the Sui, ushering in a golden age of Chinese civilization marked by significant advancements in art, literature, and international influence. This time is known as the “Golden Age” of Chinese culture, poetry, and art. Under the leadership of influential emperors like Taizong and Xuanzong, the dynasty experienced a surge in economic, military, and cultural growth. This period saw the rise of Buddhism, the advent of woodblock printing, and a flourishing of poetry and literature, with iconic poets like Du Fu, Li Bai, and Bai Juyi making lasting contributions. Scholars like Han Yu and Liu Zhiji also made significant impacts on Chinese thought and learning.
The Tang Dynasty was marked by notable military achievements, including the conquest of the Western Turks and the expansion of Chinese influence into Korea and Vietnam. Notable women like Empress Wu Zetian (624-705 CE), who became the only woman to ever rule China in her own right, and poet Xue Tao (768-831 CE), who wrote extensively on love and relationships, left their mark on Tang history. Both of these women were pioneering figures in Chinese history, defying conventions and leaving lasting legacies. Wu Zetian’s remarkable rise to power as the sole female ruler of China in her own right subverted traditional gender norms, showcasing her exceptional intelligence, strategic prowess, and political savvy. Her reign was marked by significant cultural and religious advancements, including the promotion of Buddhism and education. Xue Tao, a celebrated poet, exemplified the literary talents of women during the Tang Dynasty, crafting nuanced works that explored complex themes such as love, relationships, and social commentary. Her poetry not only demonstrated artistic skill but also offered a rare glimpse into the lives and perspectives of women during this period. The achievements of these two women underscore the significance of recognizing and celebrating female contributions to Chinese history and culture, highlighting the importance of gender inclusivity in understanding the past.
The Tang Dynasty’s prosperity was eventually undermined by internal power struggles, political corruption, and external threats. A significant turning point was the An Lushan Rebellion (755-763 CE), a devastating civil war that weakened the dynasty’s authority and paved the way for regional warlords to gain power. As the dynasty’s central control faltered, its influence gradually declined. Nevertheless, the Tang Dynasty’s legacy had a profound and lasting impact on Chinese civilization. Its strong emphasis on education, literature, and art helped establish China as a hub of learning and culture, attracting scholars and intellectuals from across Asia. Furthermore, the dynasty’s military campaigns and extensive trade networks expanded Chinese influence across the continent, spreading its culture, language, and values to neighboring regions. Despite its eventual downfall, the Tang Dynasty’s contributions to Chinese history and culture remain significant and enduring.
Watch and Learn
To learn more about the An Lushan Rebellion, watch An Lushan Rebellion – One of the Bloodiest Conflicts in History
The Song Dynasty
The collapse of China’s Tang dynasty in 907 CE created a power vacuum, leading to a chaotic period of fragmentation known as the Five Dynasties and Ten Kingdoms period. During this time, military governors and warlords carved out small, independent states from the territories they controlled. Meanwhile, northern groups such as the Khitan, who established the Liao dynasty, and the Tangut, who formed the Western Xia, seized control of former Tang domains. These groups, originally semi-nomadic, gradually transitioned to more settled, agrarian lifestyles, establishing urban centers and formal governments—hallmarks of Chinese civilization. This transformation marked a significant shift in their social and economic structures, as they adopted more complex systems of governance and agriculture.
The absence of central authority and legitimate succession led to frequent conflicts within and between these states and groups. Semi-nomadic groups farther from China, such as the Tatars and Mongols, continued their traditional way of life, with loose organizations and sporadic interactions with their southern neighbors. These groups maintained their nomadic lifestyle, relying on animal herding and hunting for sustenance. While they engaged in trade and occasional raids with the more settled groups to the south, their interactions involved limited cultural exchange or political influence. Nonetheless, they played critical roles in shaping the political landscape of the region.
In the central and southern regions, the Zhao family claimed the Mandate of Heaven, establishing the Song dynasty in 960. However, the Khitan Liao and Western Xia refused to recognize the Song ruler as the rightful Chinese leader, leading to a divided China. Despite this division, Song China experienced relative stability, with a growing population and standard of living. Although the dynasty faced significant challenges, including military reversals in the 1120s and the Mongol invasion in the 1230s, it managed to recover through strategic diplomacy, military campaigns, and economic growth. These efforts allowed the Song dynasty to maintain its cultural and economic dominance in the region, despite its military vulnerabilities.
The Song dynasty, which ruled China from 960 to 1279 CE, was a transformative period in Chinese history. During this time, China experienced a cultural and economic resurgence, marked by groundbreaking advancements in science, technology, and the arts. The invention of gunpowder, the compass, and the printing press revolutionized various industries and fundamentally changed the way people lived and communicated. Additionally, Buddhism, Daoism, and Confucianism flourished, shaping Chinese philosophy and spirituality. The capital city of Hangzhou emerged as a hub of commerce, innovation, and intellectual inquiry, attracting scholars, artists, and merchants from across the region. By emphasizing education, meritocracy, and social mobility, the Song dynasty fostered a society that valued knowledge, creativity, and individual achievement. By prioritizing diplomacy and strategic alliances, the Song dynasty effectively maintained its power and stability in a complex geopolitical landscape, leveraging its economic and cultural achievements to solidify its position as a dominant world power.
Despite ruling over a smaller territory than other major dynasties, the Song dynasty experienced significant population and economic growth under the leadership of Emperors Taizu and Taizong. The mandarins, high-ranking government officials selected through a rigorous examination system, played a vital role in Chinese governance, culture, and society. This system, which evolved from the Tang dynasty, allowed talented individuals to rise through the ranks based on merit, while also providing a framework for existing mandarin families to maintain their influence. The Song dynasty’s examination system was designed to promote stability and restrain military power. While it allowed talented individuals to ascend to positions of power, it was not immune to limitations such as favoritism and nepotism. Nevertheless, the system remained a cornerstone of Chinese governance for centuries.
In Song China, traditional gender roles were deeply ingrained in society, with women expected to fulfill domestic and familial duties while men pursued careers in government, commerce, and education. Women from wealthy families were often educated in literature, music, and art, but their primary role was to manage the household and raise children. In contrast, men were expected to excel in the civil service examinations and secure high-ranking positions in government. Despite these societal expectations, some women defied convention and became prominent figures in their own right, such as the poet Li Qingzhao (1084-1155 CE), known for her lyrical poetry, and the Buddhist nun Gao Shi (active during the 11th century), who wrote influential religious texts. Additionally, the economic prosperity of the Song era created new opportunities for women to engage in commerce and industry, particularly in the textile and silk production sectors, allowing them to gain greater autonomy and influence within their families and communities.
The Song dynasty’s emphasis on internal economic development led to significant investments in agricultural technology and infrastructure, yielding substantial gains in food production and supporting urbanization. Notably, the widespread adoption of the iron plow and the introduction of Champa rice, a more resilient and productive crop from Southeast Asia, replaced traditional rice varieties that were high in starch and sticky in texture, and markedly enhanced agricultural efficiency. These advancements, coupled with improvements in irrigation, crop yields, and market stability, resulted in increased purchasing power for rural households and considerable economic growth.
Link to Learning
Machinery to move water uphill was a key part of the irrigation technology that fueled the agricultural revolution in Song China. Read this brief text about the history of the chain pump and its connections to China (https://openstax.org/l/77chainpump) to learn more.
During the Song dynasty, a significant increase in food supply led to a substantial population boom, enabling labor to transition into economic sectors beyond agriculture. The first complete Song census recorded a population of approximately 55 million in the early 11th century, which nearly doubled to around 120 million by the early 12th century. At its peak, Song China boasted an unprecedented number of large cities, with at least three cities exceeding one million inhabitants and dozens more with over 100,000 residents. This level of urbanization was unmatched in Europe, except for Constantinople, after the fall of the Western Roman Empire.
The population boom created a labor surplus, driving the expansion of industrial goods production. Thus, by the 12th century, Song China was experiencing early stages of industrialization, similar to the beginnings of Britain’s Industrial Revolution 600 years later. Iron production skyrocketed from 65 million pounds in 1000 to over 250 million pounds by 1100 CE.. Advanced technologies, including large-scale factory production and water-powered machinery for textile and papermaking, were already in use in major cities. These innovations, combined with improved infrastructure, transformed the Song dynasty into a more mobile and interconnected society. As productivity increased, trade expanded, and the economic benefits of mechanization were distributed across the population, fueling further growth and development.
The Song dynasty came to an end in 1279 after facing a prolonged period of internal decay and external pressures. Corruption, mismanagement, and persistent threats from nomadic groups had weakened the dynasty. The Mongols, led by Kublai Khan, capitalized on the Song’s vulnerabilities, capturing the capital Hangzhou in 1276. Emperor Zhao Bing fled to Guangdong, attempting to regroup and launch a counteroffensive.
Despite these efforts, the Mongols’ military prowess proved overwhelming. The Battle of Yamen in 1279 marked the final defeat of the Song dynasty, and Zhao Bing perished in the conflict. Following this defeat, the Mongols established the Yuan dynasty, which ruled China for nearly a century. The fall of the Song dynasty concluded an era of significant cultural, economic, and scientific advancements and ushered in a period of Mongol rule that brought profound changes to Chinese history and culture.
The Yuan Dynasty
The Yuan dynasty was established in 1271 by Kublai Khan, a grandson of Genghis Khan, after the Mongols successfully conquered the Song dynasty. Kublai Khan declared the founding of the Yuan dynasty and chose Dadu, present-day Beijing, as the capital. The Yuan dynasty represented the height of Mongol power, as it extended across a vast territory from China to parts of Eastern Europe. Under Kublai Khan, the Mongol Empire was unified with Chinese territories, leading to a unique blend of Mongolian and Chinese cultures. The Mongols adopted many aspects of Chinese governance, such as the use of the Confucian bureaucratic system, while still preserving their own traditions and administrative practices.
Throughout the 14th century, the Yuan dynasty encountered significant challenges that threatened its stability. Internal power struggles, regional rebellions, and factional disputes weakened the central authority. Notably, the White Lotus Rebellion in the late 14th century was one of the major uprisings against Yuan rule. Additionally, the Black Death, which spread from Europe into China via trade routes, had a devastating impact on the population and exacerbated the dynasty’s difficulties. Despite these adversities, the Yuan dynasty continued to facilitate trade and cultural exchange, with figures like Marco Polo famously visiting the court of Kublai Khan and documenting the grandeur of Yuan China.
Watch and Learn
Beyond official histories, we have descriptions of the Mongol Empire (https://openstax.org/l/77MongolEmp) recorded by travelers through its domains, most famously Marco Polo and Ibn Battuta. This video contains a comparison of the men’s accounts of China and their impacts on their respective civilizations. Note the differences in the purposes of their travel, the content of their accounts, and their impacts.
The Ming Dynasty
In 1368, the Yuan dynasty was overthrown by the Ming dynasty, which was founded by Zhu Yuanzhang, a leader of a Han Chinese-led rebellion. The Ming dynasty sought to restore Han Chinese rule and reject Mongol dominance. Zhu Yuanzhang established a new capital in Nanjing and initiated efforts to consolidate power, stabilize the economy, and reinforce traditional Chinese cultural practices. The Ming government reformed the bureaucracy, promoted agricultural development, and invested in large-scale construction projects, such as the rebuilding of the Great Wall.
Despite these efforts, the Ming dynasty continued to face challenges from Mongolian tribes in the north, who occasionally launched incursions into Ming territory. The Ming also had to deal with threats from other neighboring states and internal unrest. Nevertheless, the Ming dynasty managed to maintain a relatively stable rule and succeeded in reasserting Chinese control over the region. They continued to engage in diplomatic and military efforts to secure their borders and manage their relations with the Mongol tribes and other external powers.
By the early 16th century, the Ming dynasty had established a strong and prosperous state. It boasted a centralized government, a flourishing economy, and a vibrant cultural scene. The Ming period saw significant advancements in art, literature, and architecture, including the construction of the Forbidden City and the completion of the Ming Great Wall. The Ming dynasty’s stability allowed for continued economic growth and cultural development, while its rulers worked to assert Chinese dominance in the region.
The legacy of the Yuan dynasty remained influential in Chinese society and politics even after its fall. The Mongolian impact was evident in various aspects of Chinese culture, including art, literature, and architecture. The Yuan dynasty’s policies and administrative practices, along with its integration of Mongol and Chinese elements, left a lasting mark on the subsequent Ming dynasty and Chinese history.