23.9 Applying Literary Theory and Critical Perspectives

Now that we’ve examined a variety of critical perspectives and literary theories, we’ll take a closer look at the following perspectives to see how they can be applied in analyzing literature:

  • Reader-response Criticism
  • Psychoanalytic Literary Criticism
  • Feminist Theory
  • Postcolonial, Racial, and Ethnic Theory

 

Reader-response Criticism

This approach focuses on the reader (or “audience”) and their experience of a literary work, in contrast to other schools and theories that focus attention primarily on the author or the content and form of the work.

Reader-response theory recognizes the reader as an active agent who imparts “real existence” to the work and completes its meaning through interpretation. Reader-response criticism argues that literature should be viewed as a performing art in which each reader creates their own, possibly unique, text-related performance. It stands in total opposition to the theories of formalism and the New Criticism.

The Purpose of Reader-Response

Reader-response suggests that the role of the reader is essential to the meaning of a text, for only in the reading experience does the literary work come alive. For example, in Mary Wollstonecraft Shelley’s Frankenstein (1818), the monster doesn’t exist, so to speak, until the reader reads Frankenstein and reanimates it to life, becoming a co-creator of the text. Thus, the purpose of a reading response is examining, explaining, and defending your personal reaction to a text.

Your critical reading of a text asks you to :

  • explore why you like or dislike the text;
  • explain whether you agree or disagree with the author;
  • identify the text’s purpose; and
  • critique the text.

There is no right or wrong answer to a reading response. Nonetheless, it is important that you demonstrate an understanding of the reading and clearly explain and support your reactions. Do not use the standard approach of just writing: “I liked this text because it is so cool and the ending made me feel happy,” or “I hated it because it was stupid and had nothing at all to do with my life and was too negative and boring.” In writing a response you may assume the reader has already read the text. Thus, do not summarize the contents of the text at length.  Instead, take a systematic, analytical approach to the text.

Criticize with Examples

If you did not like a text, that is fine, but criticize it either from:

Principle

Is the text racist? Does the racism come from the narrator, character, or the text itself?

Does the text unreasonably put down things, such as religion, or groups of people, such as women or adolescents, conservatives or democrats, etc.?

Does the text include factual errors or outright lies? It is too dark and despairing? Is it falsely positive?

Form

Does the text lack clarity?

Does it contain too much verbal “fat”?

Is it too emotional or too childish?

Does it have too many facts and figures? (e.g., in nonfiction)

Are there typos or other errors in the text?

Do the ideas wander around without making a point?

In each of these cases, do not simply criticize, but give examples.

The Structure of a Reader-Response Essay

Choosing a text to study is the first step in writing a reader-response essay. Once you have chosen the text, your challenge is to connect with it and have a “conversation” with the text.

In the beginning paragraph of your reader-response essay, as with any essay you’re analyzing, be sure to mention the following:

  • title of the work to which you are responding;
  • the author; and
  • the main thesis of the text.

Then, do your best to answer the questions below. Remember, however, that you are writing an essay, not filling out a short-answer worksheet. You do not need to work through these questions in order, one by one, in your essay. Rather, your paper as a whole should be sure to address these questions in some way.

  • What does the text have to do with you, personally, and with your life (past, present or future)?It is not acceptable to write that the text has nothing to do with you, since just about everything humans can write has to do in some way with every other human.
  • How much does the text agree or clash with your view of the world, and what you consider right and wrong?Use several quotes as examples of how it agrees with and supports what you think about the world, about right and wrong, and about what you think it is to be human.   Use quotes and examples to discuss how the text disagrees with what you think about the world and about right and wrong.
  • What did you learn, and how much were your views and opinions challenged or changed by this text, if at all? Did the text communicate with you? Why or why not?  Give examples of how your views might have changed or been strengthened (or perhaps, of why the text failed to convince you, the way it is). Please do not write “I agree with everything the author wrote,” since everybody disagrees about something, even if it is a tiny point. Use quotes to illustrate your points of challenge, or where you were persuaded, or where it left you cold.
  • How well does the text address things that you, personally, care about and consider important to the world? Does it address things that are important to your family, your community, your ethnic group, to people of your economic or social class or background, or your faith tradition?  If not, who does or did the text serve? Did it pass the “Who cares?” test?  Use quotes from the text to illustrate.
  • What can you praise about the text? What problems did you have with it? Reading and writing “critically” does not mean the same thing as “criticizing,” in everyday language (complaining or griping, fault-finding, nit-picking). Your “critique” can and should be positive and praise the text if possible, as well as pointing out problems, disagreements and shortcomings.
  • How well did you enjoy the text (or not) as entertainment or as a work of art? Use quotes or examples to illustrate the quality of the text as art or entertainment. Of course, be aware that some texts are not meant to be entertainment or art: a news report or textbook, for instance, may be neither entertaining or artistic, but may still be important and successful.

For the conclusion, you might want to discuss:

  • your overall reaction to the text;
  • whether you would read something else like this in the future;
  • whether you would read something else by this author; and
  • if would you recommend read this text to someone else and why.

 

Psychoanalytic Literary Criticism

In general, there are four ways to focus a psychoanalytical interpretation:

  1. You can analyze the author’s life.
  2. You can analyze the thematic content of the work, especially the motivations of characters and the narrator(s).
  3. You can analyze the artistic construction of a text.
  4. You can analyze yourself or the reader of the literary work using reader-response theory, which is discussed earlier in this chapter.

Here is a quick overview of some psychoanalytical interpretations that demonstrate these approaches.

Analyze the Author’s Life

In The Life and Works of Edgar Allan Poe (1933), Marie Bonaparte psychoanalyzes Poe, concluding that his fiction and poetry are driven by his desire to be reunited with his dead mother (she died when he was three). This desire leaves him symbolically castrated, unable to have normal relationships with others (primarily women). Bonaparte analyzes Poe’s stories from this perspective, reading them as dreams reflecting Poe’s repressed desires for his mother. While such an interpretation is fascinating—and can be quite useful—you probably won’t attempt to get into the mind of the author for a short paper. But you will find, however, that examining the life of an author can be a fruitful enterprise, for there may be details from an author’s life that might become useful evidence in your paper.

Analyze the Thematic Content: The Motivations of Characters and the Narrator(s)

An example showing a psychoanalytic focus on literary characters is Frederick Crews’s reading in The Sins of the Fathers: Hawthorne’s Psychological Themes (1966). Crews first provides a psychoanalytical reading of Nathaniel Hawthorne’s life: he sees reflected in Hawthorne’s characters a thwarted Oedipus complex, which creates repression. Furthermore, Hawthorne’s ties to the Puritan past engenders his work with a profound sense of guilt, further repressing characters. Crews reads “The Birthmark,” for example, as a tale of sexual repression. Crews’s study is a model for psychoanalyzing characters in fiction and remains a powerful and persuasive interpretation.

Analyze the Artistic Construction

Jacques Lacan shows us how a psychoanalytical reading can focus on the formal, artistic construction of a literary text. In other words, Lacan believes that our unconscious is “structured like a language” and that a literary text mirrors this sense of the unconscious. In “Seminar on ‘The Purloined Letter’”, Lacan argues that Edgar Allan Poe’s tale is not necessarily about the meaning of the message in the stolen letter; rather, the tale is about who controls the letter, who has power over the language contained in the letter. You can read Edgar Allan Poe’s “The Purloined Letter” here.

Analyze the Reader

Finally, a psychoanalytical reading can examine the reader and how a literary work is interpreted according to the psychological needs of the reader.

 

Feminist Theory

Feminism is a powerful literary theory that is dedicated to social and political change. “How to define feminism? Ah, that is the question,” a befuddled Hamlet might ask. A useful definition of feminism can be found in Michael Kimmel and Thomas Mosmiller’s Against the Tide: Pro-Feminist Men in the United States, 1776–1990: A Documentary History (1992). They focus on four central points:

  • There is evidence that women are treated differently and unequally.
  • Women are not treated equally in the private and public sphere.
  • If these points are true, then that’s wrong and becomes a moral problem.
  • Thus feminism is a commitment to change.

Two other definitions will be useful to you: In Kory Dicker’s A History of U.S. Feminisms, Barbara Smith argues that “feminism is the political theory and practice that struggles to free all women: women of color, working-class women, poor women, disabled women, Jewish women, lesbians, old women—as well as white, economically privileged, heterosexual women. Anything less than this vision of total freedom is not feminism, but merely female self-aggrandizement.”

In Feminist Theory: From Margin to Center, noted feminist author bell hooks adds, “Feminism is a struggle to end sexist oppression. Therefore it is necessarily a struggle to eradicate the ideology of domination that permeates Western culture on various levels, as well as a commitment to reorganize society so that the self-development of people can take precedence over imperialism, economic expansion, and material desires.”

Feminist literary criticism is also about this commitment to equality, to change, and it works its way by arguing that literature is a powerful cultural force that mirrors gender attitudes. Feminist literary criticism can be categorized into three stages: patriarchal criticism, gynocriticism, and feminine writing.

Patriarchal criticism examines the prejudices against women by male writers. Such criticism analyzes the way that canonical authors—mostly men—create images of women. This criticism is often focused on close textual study since it will examine how men and women are depicted in literary texts.

Gynocriticism is concerned with women writers, particularly in the ways that women writers have become included within the canon. In American literature, Kate Chopin’s The Awakening and Zora Neale Hurston’s Their Eyes Were Watching God are classic examples; these texts, now part of the canon of American literature, have only been seen as such for the past twenty-five years or so. Another interesting example is the evolution of The Norton Anthology of English Literature, which reflects the insertion of women into the canon. The edition for 1968, which covers the Middle Ages, the seventeenth century, the Restoration and the eighteenth century, the Romantic period, the Victorian age, and the twentieth century, includes no women. That’s right—not one single woman! The eighth edition of this anthology, published thirty-eight years later, in 1996, includes the following women writers:

  • Middle Ages: Marie De France and Margery Kempe
  • Sixteenth and seventeenth centuries: Queen Elizabeth, Mary (Sydney) Herbert, Aemilia Lanyer, Mary Wroth, Katherine Philips, and Margaret Cavendish
  • Restoration and eighteenth century: Aphra Behn, Eliza Haywood, Lady Mary Wortley Montagu, and Frances Burney
  • Romantic period: Anna Letitia Barbauld, Charlotte Smith, Mary Wollstonecraft, Dorothy Wordsworth, and Felicia Dorothea Hemans
  • Victorian age: Elizabeth Barrett Browning, Elizabeth Gaskell, and Christina Rossetti
  • Twentieth century: Virginia Woolf, Katherine Mansfield, Jean Rhys, Nadine Gordimer, Alice Munro, and Anne Carson

What does it mean, consequently, when there are no representations of women? Historically, if women didn’t exist in the canon, then we did not—we could not—study them. But with the rise of the field of women’s studies in the 1960s, which introduced the idea of feminist literary criticism, we now value the study of women and their accomplishments, as well as thinking about how gender is constructed and perpetuated generally. This evolution of thought about women and literature is mirrored in the evolving contents of the Norton anthology, which also reflects the evolving canon that is more inclusive, particularly to women writers.

Feminine writing explores the notion that women may write differently than men, suggesting that there may be a “women’s writing” that is an alternative to male writing. Elaine Showalter, in A Literature of Their Own, traces women’s writing into three stages. The first stage is Imitation or Feminine (1840–80), where women imitated men. The classic examples of this are Charlotte and Emily Brontë (of Jane Eyre and Wuthering Heights fame, respectively), who took on male names—Currer Bell and Acton Bell. To give another famous example, George Eliot, who wrote the Victorian classic Middlemarch, was actually Mary Ann Evans. The second stage of women’s writing is Protest or Feminist (1880–1920), which sees women becoming much more political as writers, reacting directly to male domination in society and literature. Kate Chopin is an example of this stage, as is Virginia Woolf. Finally, the third stage, Self-Discovery or Female (1920–), becomes more radical as women turn inward toward the female, toward the body, creating works that mirror a writing particular to women.

As you can see, to narrowly define feminist literary criticism is difficult, for there are a myriad of approaches to take. Feminism is often referred to in the plural—feminisms—because there is such diversity within feminism about core terms and philosophies. A useful starting point is Feminisms: An Anthology of Literary Theory and Criticism, edited by Robyn R. Warhol and Diane Price Herndl.

 

Postcolonial, Racial, and Ethnic Theory

The field of English or literary studies has changed significantly through the years. At one time, to study English meant to study only literature from England. In fact, it meant to study, almost exclusively, poetry from England. The poetry that English students read for the majority of the field’s history was almost exclusively written by men. It may not surprise you to learn that the majority of the men that English students read came from Western cultures and were white. The experiences of minorities (within Western culture) and non-Western people were largely excluded from the canon. When their experiences did appear in widely read books, poems, plays, and essays, their experiences were usually filtered through perspective of a white author.

Over the past decades, many literary scholars have begun working to change this reality. Drawing from a range of disciplines, including history, anthropology, and sociology, these scholars have demonstrated how the literary canon excludes the voices of minority and non-Western writers, thinkers, and subjects. They have exposed attitudes of prejudice within canonical works. They have also worked to recover and celebrate works by writers from previously ignored or denigrated racial and ethnic backgrounds. Though their subjects vary widely—from the African American experience in the United States to those of Indians living under British colonial rule—scholars interested in racial, ethnic, and postcolonial studies share a conviction that literature is not politically neutral. Instead, they argue that literature both reflects and shapes the values of the cultures that produce it and that literary critics have a duty to analyze and often critique the cultural values embedded in the texts we study.

Looking at literature through the lens of social and cultural identity often requires that critics read beyond the surface meanings of texts and think about the ethnic, cultural, and social implications of the words on the page. When you read with an eye toward racial, ethnic, or postcolonial issues, you should consider the following questions:

  • How does this work represent different groups of people? Does it valorize one particular culture at the expense of another? Are characters from particular groups portrayed positively or negatively? Does the work employ stereotypes or broad generalizations?
  • How does this work present political power and/or domination? Are there clear lines drawn between conquerors and conquered people in the work? Does the work seem to argue that these lines are appropriate, or does it challenge the divisions between colonizer and colonized?
  • What is the historical or cultural context of the work? Is the story set during a time of conflict or peace? Is the story set in a location where one culture colonized another? Does the story unfold before the colonial period, during the colonial period, or after the colonial period?
  • Can you discern any particular political agendas at work in the text? That is, does the novel, story, poem, play, or essay seem to make an argument about racial relations, ethnic identity, or political oppression?

Continue Reading: 23.10 Writing About Literature

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